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October 07, 2025
 

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SMBC NIKKO

Trevor Hill, former head of equity at SMBC Nikko Securities, arrives at the Tokyo District Court in Tokyo on Tuesday.
JAPAN / Crime & Legal
Jul 22, 2025
Former SMBC Nikko managers found guilty in market manipulation case
When the allegations of market manipulation surfaced in early 2022, they shone a spotlight on Japan’s financial sector and led to regulatory penalties against the brokerage.
SMBC Nikko Securities has already introduced a family trust system under which relatives can act as agents for older customers for their investments.
JAPAN / FOCUS
Jun 12, 2025
New securities system enables those with dementia to invest with family's help
Under the system, investors can designate trusted family members as their agents while they are still mentally capable.
SMBC Nikko Securities hired former Nomura Holdings senior executive Susumu Usui as co-head of equity and ex-Citigroup’s Keita Matsumoto as head of financial markets.
BUSINESS / Companies
May 7, 2025
SMBC Nikko hires former Nomura and Citi top executives in rebuild
The firm is seeking to strengthen its business following the rigging scandal more than two years ago, which led to the loss of several equity executives.
Net income at Daiwa Securities Group tumbled 24% year-on-year to ¥30 billion ($208 million) in the three months ended March 31.
BUSINESS / Companies
Apr 29, 2025
Japanese brokerages struggled with volatility even before tariffs
Net income at Daiwa tumbled 24% year-on-year to ¥30 billion ($208 million) in the three months ended March 31, marking the first decline in eight quarters.
Daiwa Securities has stationed "inheritance consultants" at its headquarters and all branch offices to advise clients on inheritance tax planning and the importance of having a will.
BUSINESS / Companies / FOCUS
Feb 25, 2025
Japan's traditional brokers shift focus to inheritance business
As the population ages, a growing number of individuals are concerned about end-of-life planning.
SMBC Nikko Securities has set up an alumni organization for former employees to interact and share their experiences.
BUSINESS / Companies / FOCUS
Mar 4, 2024
As more move midcareer, Japan firms tap former hires with alumni networks
As well as seeking business opportunities, companies also recognize the value of rehiring individuals with expertise and skills gained elsewhere.
Japan Times
BUSINESS / Companies
Feb 13, 2023
SMBC Nikko fined ¥700 million over market manipulation
The firm received an additional penalty of some ¥4.4 billion, while a former executive officer was given a suspended prison sentence.
Japan Times
BUSINESS / Companies
Oct 31, 2022
SMBC Nikko posts record loss on market rigging fallout
The firm signaled personnel changes are in the works, and wasn't optimistic that business will bounce back quickly.
Japan Times
BUSINESS
Oct 7, 2022
Sumitomo Mitsui punished for market-rigging at brokerage arm
The financial watchdog also ordered SMBC Nikko to suspend operations related to block offers for three months, in a fresh blow to the company's reputation.
Japan Times
BUSINESS / Companies
Oct 3, 2022
SMBC Nikko’s issues let small firms grab credit market share
Tokai Tokyo Securities and Shinkin Securities moved up in the league tables in the first half of the financial year that started April, surpassing SMBC Nikko, data shows.
Japan Times
BUSINESS / Companies
Sep 29, 2022
Watchdog recommends punishment for SMBC Nikko over alleged manipulation
The measures typically entail temporary business suspensions or orders to improve internal controls, among other things.
Japan Times
BUSINESS
Sep 24, 2022
SMBC Nikko to face administrative penalties over stock manipulation
Based on the recommendation, the Financial Services Agency is expected to impose penalties on the firm, including an order for the company to suspend part of its operations.
Japan Times
BUSINESS / Companies
May 25, 2022
SMBC Nikko’s bond business dives in value after alleged market manipulation
A scandal has damaged the firm just as issuers and investors are increasingly adopting environmental, social and governance targets into their business strategies.
BUSINESS
Apr 12, 2022
Japan SESC files more charges against SMBC Nikko and executives
SMBC Nikko said it sincerely apologizes for causing trouble and concern, and will cooperate with investigations and make efforts to regain trust.
Japan Times
BUSINESS / Companies
Mar 23, 2022
Tokyo prosecutors to indict SMBC Nikko for alleged market manipulation: report
The move against the unit of Sumitomo Mitsui Financial Group Inc., the country's No. 2 lender, will be a blow to one of Japan's biggest brokerages and its second-largest megabank.
Japan Times
BUSINESS / Companies
Mar 16, 2022
Scandal rocks Japanese finance as SMBC Nikko staff are arrested
The arrests are a sudden escalation of a situation that's been brewing since at least June, when the Financial Services Agency's enforcement arm raided SMBC Nikko's offices.
Japan Times
BUSINESS / Companies
Dec 17, 2019
Japanese securities firm SMBC Nikko to offer option of three-day workweek
SMBC Nikko Securities Inc. is planning to introduce in fiscal 2020 a system that allows employees to work three or four days a week, according to President Yoshihiko Shimizu.
How Takaichi won the LDP’s leadership race
Sanae Takaichi, the newly elected leader of Japan's ruling Liberal Democratic Party, poses in the party leader's office after the LDP leadership election in Tokyo on Saturday.
Asahi ships beer using paper and fax after ransomware attack
Drinks produced by Asahi at a liquor store in Tokyo. Retailers in Japan are warning customers of possible Asahi Super Dry beer shortages after a cyberattack paralyzed production and distribution at the major brewer.
Retro-wrapped trains mark 100th anniversary of Tokyo's Yamanote Line
Trains decorated to resemble the 103 (left) and 205 series of trains that formerly ran on the Yamanote Line, in Tokyo on Saturday.
Suzuki eyed for LDP secretary-general, reflecting Aso’s growing influence
Liberal Democratic Party President Sanae Takaichi (center) speaks to reporters on Sunday after meeting Taro Aso, the party's supreme advisor, at the party's headquarters.
Spanish tourist injured in latest bear attack
Shirakawago, a U.N. World Heritage site in Gifu Prefecture
Takaichi, the LDP’s first female president, is far from an ‘overnight success’
Newly-elected Liberal Democratic Party chief Sanae Takaichi greets her fellow LDP members on Saturday at party headquarters.
‘We have drawn lessons,’ Indian Army chief says of brief clash with Pakistan
Indian Army chief Upendra Dwivedi waves as he arrives to attend the ceremonial reception of Defense Minister Gen Nakatani in New Delhi in May.
How a family-run landscaper turned the Osaka Expo green
The team at Ryokukou Garden consists primarily of a single family, including Toshiki Tanisaki (second from right), who led the company's efforts at the Osaka Expo, Chikako Tanisaki (fifth from right), who performs daily maintanence at the expo, and Takeshi Tanisaki (fourth from right), who added a nursery to the family farm more than 50 years ago.
Eat your balloons: The culinary theater of Grant Achatz comes to Tokyo
Avant-garde chef Grant Achatz and his team from Alinea are in Tokyo for a three-week residency.
Japan’s first foreign wine investor plants its roots in Hokkaido
Intrigued by Japanese wines, Burgundy winemaker Etienne de Montille decided to explore Hokkaido's wine scene, eventually setting up his outpost in Hakodate in 2017.

Podcast

One of the many entrances to the Kabukicho neighborhood in Tokyo’s Shinjuku Ward.
Kabukicho: Tokyo’s ‘stadium of desire’

Longform

Growing families are being priced out of Tokyo’s condo market, forced to choose between downtown convenience and suburban space.
Is living in central Tokyo still affordable?
By Alex K.T. Martin

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