Tag - u-s-sec

 
 

U S SEC

Japan Times
BUSINESS
May 15, 2015
Avon calling takeover bid a hoax but some $91 million in its stock traded in 25 minutes
Traders — human and otherwise — churned about $91 million worth of Avon Products Inc. stock in the 25 minutes after a takeover filing the company is now treating as a hoax.
BUSINESS
Nov 21, 2014
SEC halts trading in four firms tied to Ebola cure scams
U.S. regulators on Thursday suspended trading in four small over-the-counter stocks of companies that they said have been touting the development of products to prevent or treat the Ebola virus, and warned investors to beware of similar scams.
BUSINESS / Companies
Feb 3, 2014
SEC suspects MRI boss of violating asset freeze
The U.S. Securities and Exchange Commission has alleged that Edwin Fujinaga, owner of Las Vegas-based MRI International Inc., has moved personal assets out of the United States in violation of a court-ordered asset freeze.
JAPAN / Crime & Legal
Sep 28, 2013
MRI viewed as Ponzi scheme by FBI in 2009
The FBI probed MRI International Inc. in 2009 on suspicion that it was running a Ponzi scheme, according to a source who cooperated with the investigation.
Japan Times
BUSINESS
Aug 4, 2013
To win 'Fab' case, SEC learned from its mistakes
At the trial of a Citigroup executive a year ago, Matthew Martens attended as a spectator and watched the defense win jurors over with the "Where's Waldo" argument.
JAPAN / Crime & Legal
Jun 17, 2013
Securities watchdog seeks SEC's help in probing alleged fraud at MRI
Japan's financial watchdog asks the SEC for help prosecuting a U.S.-based asset manager suspected of swindling investors out of billions of yen.
BUSINESS / Markets
Jun 13, 2013
SEC fines Chicago exchange for regulatory lapses
Federal regulators Tuesday fined the Chicago Board Options Exchange $6 million, saying its staff interfered with its three-year investigation of short selling at a member firm in an unprecedented breakdown of trading supervision.

Longform

When trying to trace your lineage in Japan, the "koseki" is the most important form of document you'll encounter.
Climbing the branches of a Japanese family tree