Tag - securities

 
 

SECURITIES

Japan Times
BUSINESS
Dec 12, 2017
AI firm to use machine-learning programs to decipher corporate earnings announcements
After applying his machine-learning programs to central bank policy statements to churn out trading calls, a hedge fund-backed political economy specialist is training his sights on corporate earnings announcements.
Japan Times
BUSINESS / Companies
Jun 9, 2017
Nomura said to be in breach of securities law after probe
Nomura Holdings has determined that it breached securities laws in its handling of nonpublic information about a company the firm took public last year and plans to report the issue to regulators, people with knowledge of the matter said.
BUSINESS / Markets
Sep 21, 2016
Securities watchdog to step up scrutiny of insider trading in biotech sector
The securities watchdog will boost monitoring of health-care stocks for possible insider trading after increasing leaks of information that has the power to move markets, according to the top official of the Securities and Exchange Surveillance Commission.
Japan Times
BUSINESS / Companies
Apr 21, 2015
JPMorgan's Japan head of equity research resigns
Jesper Koll is leaving JPMorgan Chase & Co. after running the firm's equity-research team in Tokyo for more than five years.
BUSINESS / Companies
Jan 29, 2015
Nomura surprises with profit surge on banking, asset management
Upending analysts' estimates for a decline, Nomura Holdings Inc.'s third-quarter profit surged unexpectedly, led by fees from investment banking and asset management.
BUSINESS / Companies
Mar 26, 2014
Sumitomo Mitsui reportedly to hire four ex-UBS employees for equities
Sumitomo Mitsui Financial Group Inc. will hire four former UBS AG employees to expand its Japan equity business, according to a source.

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