Business Sep 24, 2017

Probe Toshiba's latest results for misstatements, SESC staffers urge

Members of the Securities and Exchange Surveillance Commission are calling for an investigation to be opened into Toshiba Corp.'s fiscal 2016 results, claiming they contain significant misstatements, sources close to the matter said Saturday. They have distributed a statement urging its officials to quickly begin ...

Business / Corporate Dec 8, 2015

Deutsche Bank Japan brokerage penalized

Deutsche Bank AG's Japanese brokerage unit faces regulatory penalties after the nation's securities watchdog found that its employees improperly shared information about a company's earnings with clients. The Securities and Exchange Surveillance Commission recommended that the Financial Services Agency take administrative action against Deutsche Securities ...