Japan brokerages face industry audit in wake of Nomura breach

Business Jul 19, 2017

Japan brokerages face industry audit in wake of Nomura breach

by Takahiko Hyuga

Japanese securities firms face an inspection by the industry association into their compliance with insider rules after Nomura Holdings Inc. discovered it breached laws governing the handling of nonpublic information. The Japan Securities Dealers Association's new chief pledged to examine how firms train and educate ...

Business / Corporate Jul 8, 2016

Nomura's Asia execution chief Watanabe to leave after 27 years

Nomura Holdings Inc.'s Joji Watanabe, head of execution services for the Asia-Pacific region, will leave Japan's biggest brokerage after 27 years. The Tokyo-based company appointed Paul Beresford as the head of execution services in Asia excluding Japan, joining from Instinet, where he was head of ...